Join CIRO as an Operations Compliance Examiner in a hybrid role designed to uphold Canada's capital market standards. This position focuses on compliance analysis and verification with member firms. As part of a self-regulatory organization, you will contribute significantly to the investment sector's integrity.
Your key responsibilities include risk evaluation, conducting financial examinations, and ensuring adherence to CIRO's standards and policies. Robust analytical skills and communication abilities are essential to successfully execute the examination processes. Key Responsibilities:
- Perform field examinations of member firm operations
- Gather preliminary data and perform risk assessments
- Customize standard examination procedures as necessary
- Review and document financial management practices
- Ensure compliance with audit requirements Requirements:
- 2-3 years audit experience in finance
- Strong understanding of internal controls and compliance
- Proficiency in IFRS and regulatory standards
- Excellent written and verbal communication skills
- Completion of Canadian Securities Course is desirable Support the integrity of Canadian markets through thorough examinations and effective compliance practices.