19 Aug
|
Aviso Wealth
|
Winnipeg
19 Aug
Aviso Wealth
Winnipeg
Shape your future with Aviso Wealth as a Registrations Officer focused on registration management and compliance. This engaging role is a 12-month contract opportunity designed for motivated professionals.
At Aviso Wealth, the Registrations Officer plays a pivotal role in managing registration processes, licensing requirements, and Errors & Omissions insurance matters. You will work closely with various regulatory authorities, overseeing compliance and addressing inquiries throughout the organization. The team-oriented environment at Aviso encourages your growth and success while you tackle diverse challenges in the financial services sector.
Key Responsibilities:
• Process registration and licensing materials through NRD • Track compliance with educational requirements for registrants • Collaborate with internal and external stakeholders • Maintain accurate databases related to registrations • Conduct research to solve regulatory queries
Requirements: • Completion of CSC or IFIC required within one year • Two years of relevant experience in financial regulations • Detail-oriented with superior organizational abilities • Strong skills in MS Word, Excel, and Outlook • Excellent communication in English; French is advantageous
Make a significant impact at Aviso Wealth by ensuring regulatory compliance and supporting financial professionals. #J-18808-Ljbffr
📌 Registrations Officer for Financial Compliance (Winnipeg)
🏢 Aviso Wealth
📍 Winnipeg