What is the opportunity?
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible for following established procedures analyzing and implementing regulations and rules while remediating issues identified. This role will focus on multiple forms of regulatory reporting, such as TRACE, MSRB, Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, and more. The role may work with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.Job Description
What is the opportunity?
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible for following established procedures analyzing and implementing regulations and rules while remediating issues identified. This role will focus on multiple forms of regulatory reporting, such as TRACE, MSRB, Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, and more. The role may work with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.What will you do?
Responsible for following established guidelines to produce and/or validate for accuracy daily, weekly, or monthly regulatory reports including TRACE, MSRB, QFC,



and more (and any other reports as determined by manager).Investigate and resolve exceptions through critical thinking and data analysis while escalating more complex scenarios to supervisors or other experts.Support the development and implementation of controls to ensure the timeliness, accuracy and completeness of reporting, and resolve any exceptions identified.Maintain a solid focus on streamlining processes by identifying and implementing automation opportunities.Document and revise procedures as assigned by manager.What do you need to succeed?
Ability to work well under pressure, adapt to unexpected events, prioritize and multi-task in a deadline driven environmentHigh attention to detailAbility to maintain high standards despite pressing deadlinesAbility to solve problems quickly and efficientlyDemonstrated dependability and sense of urgency about getting resultsRequires excellent interpersonal and communication skillsAbility to build strong working relationships with people at all organizational levelsMust have excellent judgment, professionalism and integrityTeam player with a positive attitudeWhat’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other,



reaching our potential, making a difference to our communities, and achieving success that is mutual.Leaders who support your development through training and study groups.Be a key enabler of RBC agile and technology transformation.Ability to make a difference and lasting impact by working on a cutting-edge product.Work in a dynamic, collaborative, progressive, and high-performing team.Job Skills
Adaptability, Fixed Income Operations, Microsoft Excel, Prioritization, Python Numpy, Spreadsheets, Team Player, VBA MacroAdditional Job Details
Address
RBC CENTRE, 155 WELLINGTON ST W:TORONTOCity
TorontoCountry
CanadaWork hours/week
37.5Employment Type
Full timePlatform
CAPITAL MARKETSJob Type
RegularPay Type
SalariedPosted Date
2026-08-11Application Deadline
2026-08-25Note
Applications will be accepted until 11:59 PM on the day prior to the application deadline date aboveOur Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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📌 Us Regulatory Services Analyst (Winnipeg)
🏢 RBC
📍 Winnipeg