TMX Group Chief Compliance Officer Role (Ontario)

TMX Group Chief Compliance Officer Role (Ontario)

18 Aug
|
Socket.dev
|
Ontario

18 Aug

Socket.dev

Ontario

Take the lead in compliance at TMX Group as the Chief Compliance Officer. Guide the compliance strategy for essential financial market infrastructures while ensuring regulatory adherence.

This role demands a seasoned compliance professional to oversee CDS Clearing and Depository Services Inc. and the Canadian Derivatives Clearing Corporation. You will manage compliance frameworks, offer strategic insights on business changes, and report compliance health to the Board. Your partnerships with risk management and enterprise functions will be vital in establishing a robust compliance culture.

Key Responsibilities:
• Lead the development of a credible compliance culture
• Continuously evaluate the compliance framework
• Advise on regulatory impacts for business changes




• Monitor industry trends affecting compliance
• Engage with regulatory bodies for compliance matters

Requirements:
• Minimum 10 years of compliance experience
• Experience liaising with financial regulators
• In-depth knowledge of compliance regulations
• Proven record of leadership and collaboration
• Solid written and verbal communication skills

Drive compliance excellence as the Chief Compliance Officer at TMX Group, ensuring regulatory integrity across key platforms.
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📌 TMX Group Chief Compliance Officer Role (Ontario)
🏢 Socket.dev
📍 Ontario

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