Explore a agile Compliance Analyst role at Wellington-Altus in Toronto, focusing on regulatory oversight and compliance support. Engage with various stakeholders to ensure adherence to compliance protocols.

As a Senior Compliance Analyst, you will be tasked with Tier 2 supervisory functions under the direction of the Senior Manager, Compliance. Successful candidates will bring 2-5 years of relevant experience and a commitment to continuous learning in compliance practices. Collaborate effectively to address compliance queries and enhance operational workflows.

Key Responsibilities:
• Monitor communications for regulatory concerns and address red flags
• Execute complex Tier 2 supervision and optimize processes




• Train and mentor newer analysts on compliance protocols
• Assist with compliance issues and firm policy inquiries
• Prepare for internal and external compliance reviews

Requirements:
• Degree in business, finance, or similar field
• 2-5 years in compliance or operational roles
• Experience in Tier 2 supervisory roles preferred
• Familiarity with wealth management as an asset
• Proficient with MS Office applications for reporting

Utilize your compliance skills to support and strengthen Wellington-Altus in Toronto.
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📌 Compliance Analyst at Wellington-Altus Toronto (Ontario)
🏢 Wellington-Altus
📍 Ontario