18 Aug
|
Iaawg
|
British Columbia
18 Aug
Iaawg
British Columbia
Join iA Financial Group as a Corporate Branch Manager and utilize your compliance expertise to support mutual fund advisors. Ensure regulatory standards while fostering client trust and secure financial futures.
In this pivotal role, you will be responsible for supervising advisor trading activities and ensuring compliance with internal policies. Your skills will be critical in reviewing account openings, overseeing KYC updates, and providing essential guidance. This position is integral to maintaining high standards and supporting a cooperative culture at iA Financial Group.
Key Responsibilities:
• Oversee compliance policies across all assigned offices
• Investigate and address questionable transactions
• Communicate compliance findings to stakeholders
• Provide expert guidance as a trusted resource
• Support Corporate Branch Managers for seamless operations
Requirements:
• 3 to 5 years of financial services experience
• University degree or equivalent education
• Completed relevant compliance courses
• Strong understanding of regulatory environments
• Command of English language, both spoken and written
Empower clients and advisors alike by ensuring compliance excellence and operational support within the mutual fund sector.
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📌 Branch Manager - Compliance Focused Role (British Columbia)
🏢 Iaawg
📍 British Columbia