Elevate your career as a Corporate Branch Manager at iA Financial Group. Lead compliance operations and support independent advisors in a hybrid work environment focused on secure client futures.
In this managerial role, you'll oversee compliance within a region of mutual fund advisors. Your expertise will guide account openings, KYC updates, and regulatory adherence while collaborating with internal teams. This opportunity is perfect for those with knowledge of mutual fund regulations and a commitment to excellence.
Key Responsibilities:
• Supervise trading and compliance for mutual fund advisors
• Review and approve new accounts and KYC updates
• Investigate questionable transactions and escalate as needed
• Educate advisors on compliance best practices
• Collaborate with teams to enhance regulatory processes
Requirements:
• 2-3 years of compliance supervision experience
• 3-5 years in the financial services industry
• Completed Canadian Investment Funds Course
• Solid understanding of regulatory environments
• Excellent English written and spoken skills
Lead compliance operations and guide advisors to secure client interests at iA Financial Group.
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📌 Corporate Branch Manager at iA Financial Group (British Columbia)
🏢 IA
📍 British Columbia
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