Join Hiive as a Compliance Associate, located in Vancouver, BC. In this role, you will collaborate with leadership to ensure compliance across two regulated entities, shaping our regulatory posture.

You will be responsible for essential compliance activities, including transaction monitoring and regulatory filings, while also supporting ongoing regulatory examinations. Your role is pivotal within a high-performance team that values ownership and collaboration in compliance management.

Key Responsibilities:
• Monitor daily transactions for compliance exceptions
• Prepare and submit filings like AML reports
• Conduct annual controls testing and gap remediation
• Maintain compliance policies and procedures
• Support regulatory response and documentation

Requirements:
• Minimum 2 years in compliance within broker-dealer settings
• Familiar with FINRA and SEC rules
• Direct experience in trade surveillance and monitoring
• Proficient writing skills for compliance documents
• Must be authorized to work in Canada, located in Vancouver

Apply your compliance skills to directly influence Hiive's growth and operational integrity in Vancouver.
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📌 Hiive Compliance Associate Role (British Columbia)
🏢 Doist
📍 British Columbia