Lead compliance and advisor operations as a Branch Manager at iA Financial Group in Vancouver. This key role blends regulatory oversight with advisor relationship management.

As a Branch Compliance Manager, your focus will be on supporting independent mutual fund advisors while ensuring strict compliance with regulations. Utilize your knowledge of industry standards to monitor trading activities and maintain documentation. This role requires collaboration with internal teams to address compliance challenges effectively.

Key Responsibilities:
• Ensure regulation adherence in trading activities
• Maintain compliance policies across all offices
• Review account openings and ensure documentation accuracy




• Address questionable transactions and escalate as needed
• Collaborate with compliance teams for expert guidance

Requirements:
• Relevant university degree or post-secondary education
• Minimum 2-3 years in compliance supervision
• Robust background in financial services
• Completed Canadian Investment Funds Course or similar
• Excellent English communication skills

Utilize your leadership skills to enhance compliance and support advisors at iA Financial Group in Vancouver.
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📌 Branch Compliance Manager in Vancouver (British Columbia)
🏢 Socket.dev
📍 British Columbia