Registrations Officer for Financial Compliance (British Columbia)

Registrations Officer for Financial Compliance (British Columbia)

18 Aug
|
Aviso Wealth
|
British Columbia

18 Aug

Aviso Wealth

British Columbia

Shape your future with Aviso Wealth as a Registrations Officer focused on registration management and compliance. This engaging role is a 12-month contract opportunity designed for motivated professionals.

At Aviso Wealth, the Registrations Officer plays a pivotal role in managing registration processes, licensing requirements, and Errors & Omissions insurance matters. You will work closely with various regulatory authorities, overseeing compliance and addressing inquiries throughout the organization. The collaborative environment at Aviso encourages your growth and success while you tackle diverse challenges in the financial services sector.

Key Responsibilities:
• Process registration and licensing materials through NRD
• Track compliance with educational requirements for registrants




• Collaborate with internal and external stakeholders
• Maintain accurate databases related to registrations
• Conduct research to solve regulatory queries

Requirements:
• Completion of CSC or IFIC required within one year
• Two years of relevant experience in financial regulations
• Detail-oriented with superior organizational abilities
• Robust skills in MS Word, Excel, and Outlook
• Excellent communication in English; French is advantageous

Make a significant impact at Aviso Wealth by ensuring regulatory compliance and supporting financial professionals.
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📌 Registrations Officer for Financial Compliance (British Columbia)
🏢 Aviso Wealth
📍 British Columbia

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