Intermediate Analyst for Investment Compliance (Ontario)

Intermediate Analyst for Investment Compliance (Ontario)

18 Aug
|
Engage Recruitment
|
Ontario

18 Aug

Engage Recruitment

Ontario

Join an investment finance team as an Intermediate Analyst specializing in compliance and reporting. This analytical role is integral to maintaining accurate investment controls and collaboration across departments.

Your main focus will be to support investment monitoring and regulatory compliance while engaging with diverse stakeholders including portfolio managers and external service providers. This position involves preparing management reports and enhancing operational processes through continuous improvement initiatives. Your analytical expertise is crucial for validating investment compliance and adjusting operational frameworks as necessary.

Key Responsibilities:
• Enhance investment monitoring through accurate controls and documentation
• Test compliance rules in portfolio management systems regularly




• Investigate compliance issues and provide analysis of exceptions
• Produce management and regulatory reports in a timely manner
• Maintain governance around investment reporting processes

Requirements:
• Bachelor's degree in a relevant quantitative discipline
• Two years of related experience in financial services
• Knowledge of investment guidelines and monitoring principles
• Experience in data validation and financial reporting
• Ability to implement process improvements effectively

Become a key player in investment compliance and reporting.
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📌 Intermediate Analyst for Investment Compliance (Ontario)
🏢 Engage Recruitment
📍 Ontario

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