Join TD's Toronto team as a Senior Manager, Compliance - Corporate & Investment Banking. Use your expertise to provide compliance advisory services and ensure regulatory alignment with banking operations.
This role requires an experienced compliance leader to support Corporate & Investment Banking functions, focusing on debt and equity markets. You will be expected to monitor regulations, advise on complex compliance issues, and drive the development of comprehensive compliance programs across multiple regions.
Key Responsibilities:
• Advise on regulatory compliance for financial transactions
• Conduct reviews of compliance program effectiveness
• Identify industry developments affecting compliance
• Guide training initiatives for staff and stakeholders
• Manage regulatory inquiries and audit processes
Requirements:
• 8-12 years of compliance advisory experience
• In-depth knowledge of capital markets and securities laws
• Solid analytical and strategic problem-solving abilities
• Ability to communicate complex concepts clearly
• Relevant legal qualifications are advantageous
Lead the compliance efforts at TD, supporting our dedication to operational excellence and regulatory integrity.
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📌 Corporate Investment Banking Compliance Manager (Ontario)
🏢 TD
📍 Ontario