Become a key player at Designed Securities Ltd. as Chief Compliance Officer. Lead our compliance initiatives and ensure regulatory adherence while fostering a culture of accountability.

In this role, you will oversee the implementation of our compliance framework and policies, directly impacting the organization’s operations and ethical conduct. The ideal candidate will be a hands-on leader with regulatory expertise, capable of influencing diverse teams across the firm. You will assess compliance risks, uphold governance rules, and maintain robust relationships with both internal and external stakeholders.

Key Responsibilities:
• Oversee compliance with investment regulations and internal policies
• Provide practical compliance advice across business units




• Identify and escalate compliance issues efficiently
• Design compliance training for team members
• Prepare reports for senior management and governance meetings

Requirements:
• 5+ years in investment compliance, 3+ years in leadership
• Deep knowledge of securities law and compliance practices
• Strong ability to advise and influence leadership teams
• Excellent prioritization and communication skills
• CIRO CCO exam completion or CCO registration required

Drive compliance and regulatory excellence at Designed Securities Ltd. as our Chief Compliance Officer.
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📌 Join Designed Securities as Chief Compliance Officer (Ontario)
🏢 Designed Wealth Management
📍 Ontario