Join HUB Financial as a Hybrid Advisor Compliance Specialist in Woodbridge, focusing on compliance monitoring and business practices. This role requires a solid multitasker with proven expertise in advisor suitability.
As an Advisor Compliance Specialist, you will conduct comprehensive audits and manage the compliance processes for insurance brokers. Your skills in data analysis and report preparation will play a crucial role in enhancing compliance across the organization. With your detail-oriented approach and project management abilities, you will help maintain high industry standards.
Key Responsibilities:
• Review and assess broker accounts for compliance
• Develop and maintain compliance trending reports
• Support audit processes and participate in advisor audits
• Assist with project management tasks as assigned
• Communicate findings and recommendations effectively
Requirements:
• Minimum of three years in life insurance administration
• Familiarity with broker compliance requirements
• Strong knowledge of Microsoft Office suite
• Experience with industry systems like WealthServ
• Detail-oriented with effective communication skills
Drive compliance excellence and contribute to your team at HUB Financial with your expertise.
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