What is the opportunity?
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible for day-to-day operational execution to broader planning within the area of expertise. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing support for regulatory change initiatives; and researching and responding to regulatory inquiries and exams. Additionally, the individual will utilize subject matter expertise while representing the department or function at a broader level. Additional responsibilities may include performing user testing for existing process enhancements, documenting new procedures related to new reports on-boarded while acting as a go-to person / escalation point for questions from junior analysts and other areas. This role may focus on multiple forms of regulatory reporting, such as such as Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, TRACE, MSRB, and more. The role works closely with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.

Job Description
US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. The individual in this role is primarily responsible for day-to-day operational execution to broader planning within the area of expertise. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing support for regulatory change initiatives; and researching and responding to regulatory inquiries and exams. Additionally, the individual will utilize subject matter expertise while representing the department or function at a broader level. Additional responsibilities may include performing user testing for existing process enhancements, documenting new procedures related to new reports on-boarded while acting as a go-to person / escalation point for questions from junior analysts and other areas. This role may focus on multiple forms of regulatory reporting, such as such as Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, TRACE, MSRB, and more. The role works closely with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.

What will you do?





Knowledgeable on the day to day reporting activities and ensures all procedures are followed for assigned reports (May include such as Electronic Blue Sheets (EBS), CAT (Consolidated Audit Trail), CAIS (Customer and Account Reporting), SEC 13DG and H, LOPR, Short Interest, TRACE, MSRB, and any other reports as assigned by manager).

As required, may serve as a final reviewer for assigned regulatory reporting submissions

As required, acts as an effective layer of escalation for junior or less experienced staff on complex issues

Support the development and implementation of controls to ensure the timeliness, accuracy and completeness of reporting, and resolve any exceptions identified.

May be responsible for the prioritization of reporting anomalies, may include requirement development

May be responsible for the production of presentations for a range of stakeholders highlighting achievements, reporting metrics, and other relevant material

May be responsible for assisting in the completion of impact assessment of system / business changes

Develops and harnesses ideas for continuous process improvement

Document, revise and maintain procedures as required

May supervise day-to-day work of junior level employees while providing cover for Team Manager during absence

What do you need to succeed?
Basic Qualifications

Bachelor’s Degree or Equivalent Required, preferably in Engineering or Business or a related subject

Understanding of financial products (Equities, Listed Derivatives, Fixed Income, and/or OTC Derivatives)

Understanding of the trade life cycle (Orders, Executions, Allocations) is required

Some understanding of Middle Office Trade Processing is required

Management experience is a plus

Strong proficiency in MS Word, Excel (inclusive of Pivot Tables and VLOOKUPs), PowerPoint, and Outlook

Other Required Qualifications

Ability to work well under pressure, adapt to unexpected events, prioritize and multi-task in a deadline driven environment

High attention to detail

Ability to maintain high standards despite pressing deadlines

Ability to solve problems quickly and efficiently

Demonstrated dependability and sense of urgency about getting results

Requires excellent interpersonal and communication skills

Ability to build strong working relationships with people at all organizational levels

Must have excellent judgment, professionalism and integrity

Team player with a positive attitude

What's in it for you?
We thrive on the challenge to be our best, think progressively, continue our growth, and deliver trusted advice to help our clients thrive and communities prosper.



We care about each other, reaching our individual / collective potential, making a difference to our communities, and achieving success that is mutual.

From this experience you will:

Gain a strong foundation in fundamental investment banking skills such as financial modeling and analysis, transaction execution and negotiation, and in-depth industry and product knowledge

Experience working in a dynamic, collaborative, progressive, and high-performing team

Interact with leaders who support your development through coaching and mentoring opportunities

Have the ability to make a difference through impactful transactions which help shape an industry

Develop an analytical skillset through real world transaction experience

Gain exposure and insight into the global capital markets

Work directly with senior levels of Canada’s largest and fastest growing companies

Build a long-term career in Investment Banking

Job Skills
Audits Compliance, Critical Thinking, Detail-Oriented, Financial Reporting and Analysis, Industry Knowledge, Internal Controls, Knowledge Organization

Additional Job Details
Address: RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City: Toronto

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: CAPITAL MARKETS

Job Type: Regular

Pay Type: Salaried

Posted Date: 2026-07-02

Application Deadline: 2026-08-27

Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and chance for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

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📌 Senior Analyst (Ontario)
🏢 RBC
📍 Ontario