Join Aviso Wealth as a Registrations Officer for a 12-month engagement focused on licensing and regulatory compliance. Bring your expertise in financial services to help maintain industry standards.
As a pivotal member of the Registrations team, you will handle all registration aspects with provincial commissions and support compliance through meticulous record-keeping. Your proactive approach will help streamline processes and ensure all advisors meet licensing requirements. You’ll also liaise with various stakeholders to resolve inquiries effectively.
Key Responsibilities:
• Process various registration and licensing documentation
• Track and ensure compliance with educational standards
• Facilitate E&O; Insurance processing as required
• Liaise with provincial regulators and internal staff
• Maintain updated databases with registration information
Requirements:
• Completion of CSC or IFIC within first year
• Two years of relevant industry experience
• Proficient in MS Excel and Word
• Solid attention to detail and documentation skills
• Capable of managing stress and working independently
Leverage your skills at Aviso to contribute to a trusted leader in wealth management.
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📌 Registrations Officer Opportunity at Aviso (British Columbia)
🏢 Aviso
📍 British Columbia
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