Branch Compliance & Supervision Specialist (Montreal)

17 Aug

Scotiabank

Montreal

17 Aug

Scotiabank

Montreal

Scotiabank in Montreal is seeking an SSI Supervision Specialist to ensure adherence to governing regulations and internal policies within the Scotia Securities Inc. (SSI) Supervisory framework. You will monitor, review, and guide activities to maintain compliance with KYC, suitability, and sales practices across mutual funds and related processes. The role emphasizes risk assessment, issue remediation, and collaboration with Registered Representatives and BCOs to strengthen controls and prevent

📌 Branch Compliance & Supervision Specialist (Montreal)
🏢 Scotiabank
📍 Montreal

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