Managed Account SupervisorBuild the future with usAre you eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Managed Account Supervisor, you will play a key role in establishing and nurturing working relationships with Portfolio Managers, ensuring strict adherence to regulatory and firm compliance.This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.What you'll accomplish with usAs a Managed Account Supervisor, you'll be at the core of our mission. Here are the main responsibilities:Conduct comprehensive quarterly portfolio reviews for managed accounts (including Unified Managed Accounts) to ensure adherence to regulatory and firm compliance standardsReview and approve New Client Account Forms (NCAFs), KYC updates, and Investment Policy Statements (IPS) to assess the suitability of proposed investment strategiesPerform quarterly pooled fund trade reviews to support ongoing suitability and compliance oversightParticipate in the review, interpretation,



and resolution of compliance-related mattersProvide ongoing guidance to Portfolio Managers and other business units on compliance requirements and expectationsProvide training and onboarding support to Portfolio Managers on managed platforms and best practices Foster strong working relationships with Portfolio Managers and their teams to support effective communication and collaborationAddress and de-escalate issues raised by business partners by identifying practical solutions that balance business needs with regulatory requirementsPromote a culture of compliance by working collaboratively with internal teams to enhance awareness and understanding of compliance standardsIdentify opportunities to enhance efficiency and effectiveness of the firm's compliance and supervision systemsStay current on regulatory developments and maintain a strong understanding of internal policies and procedures as well as within the industryWhat could accelerate your success in this roleWe're looking for someone who:5 years or more relevant investment industry experience with a CIRO member firm or an ICPM acceptable to the Corporation, preferably within a compliance related roleCIRO Registration as a SupervisorCanadian Investment Regulatory Exam ("CIRE"), Retail Securities Exam, and Supervisor Exam and minimum two years of relevant experience acceptable to the CorporationOR have been licensed within the last 3 years on the Investment Dealer side with CIRO, with required CSI courses in good standing (Canadian Securities Course,



Conducts & Practices Handbook, etc)Options licensed or CIRO Derivatives exam is a solid assetCIM Designation and/or CFA CharterStrong knowledge of CIRO and CSA rulesStrong analytical and critical thinking skillsSelf-motivated and proactive, with the ability to effectively manage competing priorities in a dynamic environmentHighly organized with strong attention to detail and the ability to prioritize and manage multiple tasks in a high-volume, fast-paced settingExcellent written and verbal communication skills, with the ability to engage effectively with both Portfolio Managers and Head Office employeesDemonstrates sound judgment and a high degree of discretion in handling confidential informationProficient in Microsoft Office Suite (Outlook, Word, Excel, PowerPoint, OneNote)Bilingual in English and French is strongly preferredWhy you'll love working with usA work environment where learning and development merge with a collective pursuit of excellence; A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed; The opportunityto work in a hybrid workplace, supported by flexibility and access to inspiring and innovative workspaces; Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more! #J-18808-Ljbffr

📌 Senior Managed Account Supervisor (Montreal)
🏢 iA Financial Group
📍 Montreal