Select how often (in days) to receive an alert: Select how often (in days) to receive an alert: Please be advised that our Careers site will be unavailable from November 28 at 12am ET to November 29 12am ET for scheduled system maintenance. Title: Manager, Programs, Asset Management Compliance Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Contributes to the overall success of the Asset Management Compliance Program ensuring individual goals, plans, initiatives are executed and delivered in support of the team’s business strategies and objectives. The Manager executes activities to manage and administer the Asset Management Compliance Program, ensuring all activities conducted are compliant with governing regulations, enterprise requirements, and internal policies and procedures. Is this role right for you? In this role, you will: Provide ongoing support to the Director, Private Investment Counsel & Compliance Programs to ensure Asset Management Compliance is meeting Enterprise Compliance Program requirements (e.G. Regulatory Library, Regulatory Change Management, Issues Management, Risk Assessments) Works with the Asset Management Compliance teams who oversee multiple asset management businesses to deliver initiatives impacting the Asset Management Compliance Program, including developing, maintaining and implementing improvements to policies,



procedures and processes to ensure they meet Global Compliance standards Assist the Director, Private Investment Counsel & Compliance Programs with the development and maintenance of ongoing reporting provided by the Asset Management Compliance team to senior stakeholders including the Board of Directors and the Senior Management Teams, as well as ensuring this reporting meets the standards and expectations of Global Compliance Manage and administer the books of records for the Asset Management Compliance team for Enterprise Compliance Programs components As appropriate, coordinate and maintain oversight on projects, audits, external regulatory reviews and inquiries impacting Asset Management Compliance Provide support in the execution and/or coordination of Enterprise Compliance and Internal Audit related activities impacting Asset Management Compliance, including compliance testing activities, audit activities, Compliance Risk and Control Assessments (CRCA) and regulatory obligation and control updates Develop and maintain relationships with stakeholders and business partners to support the achievement of initiatives and overall objectives. Pro-actively identify potential violations of regulatory requirements, internal policies and procedures, in a timely manner and make recommendations to mitigate business, compliance and operational risk. Develop and maintains solid knowledge of Scotiabank processes, policies, procedures, applications and products related to the

📌 Manager, Programs, Asset Management Compliance (Toronto)
🏢 Scotiabank
📍 Toronto