ResponsibilitiesManage a team of Senior Branch Managers and Branch ManagersOversee compliance reporting, product due diligence, and regulatory inquiriesSupport Senior Branch Managers in servicing advisorsResponsible for branch visit program and supervisionDevelop policy and procedure changes based on regulationsTrain and develop Tier 1 employeesAct as Compliance subject matter expert on firm initiativesUpdate Policy and Procedures as neededRequirements10+ years of relevant securities experienceBachelor or College DegreeExperience with various regulatory organizations (IIROC, AMF, OSC,



OBSI)Solid problem-solving skillsStrong industry knowledge across multiple productsExcellent communication and presentation skillsFluency in French and advanced English is requiredAvailable to travel occasionallyCore CompetenciesDemonstrates extensive experience in managing compliance reporting and regulatory inquiries while leading a team of Senior Branch Managers. Proficient in developing policies and procedures in alignment with regulatory standards and training employees to ensure adherence to compliance initiatives.Highest-signal resume keywords10+ Years Securities ExperienceCompliance Subject Matter ExpertRegulatory Organizations ExperienceFluency in French and Advanced EnglishStrong Problem-Solving SkillsATS Optimization KeywordsHard SkillsCompliance ReportingPolicy DevelopmentRegulatory InquiriesProduct Due DiligenceTeam ManagementTraining and DevelopmentBranch SupervisionIndustry KnowledgeSoft SkillsExcellent Communication SkillsPresentation SkillsIndustry KeywordsIIROCAMFOSCOBSI #J-18808-Ljbffr

📌 Director, Tier 1 Supervision (Montreal)
🏢 Jobtailor
📍 Montreal