Description Managed Account Supervisor

______________________________________________________________________________

Build the future with us

Are you eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Managed Account Supervisor, you will play a key role in establishing and nurturing working relationships with Portfolio Managers, ensuring strict adherence to regulatory and firm compliance.

This position is a great prospect to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.

_____________________________________________________________________________

What you’ll accomplish with us

As a Managed Account Supervisor, you’ll be at the core of our mission. Here are the main responsibilities:

- Conduct comprehensive quarterly portfolio reviews for managed accounts (including Unified Managed Accounts) to ensure adherence to regulatory and firm compliance standards
- Review and approve New Client Account Forms (NCAFs), KYC updates, and Investment Policy Statements (IPS) to assess the suitability of proposed investment strategies
- Perform quarterly pooled fund trade reviews to support ongoing suitability and compliance oversight
- Participate in the review, interpretation, and resolution of compliance-related matters
- Provide ongoing guidance to Portfolio Managers and other business units on compliance requirements and expectations
- Provide training and onboarding support to Portfolio Managers on managed platforms and best practices Foster strong working relationships with Portfolio Managers and their teams to support effective communication and collaboration




- Address and de-escalate issues raised by business partners by identifying practical solutions that balance business needs with regulatory requirements
- Promote a culture of compliance by working collaboratively with internal teams to enhance awareness and understanding of compliance standards
- Identify opportunities to enhance efficiency and effectiveness of the firm’s compliance and supervision systems
- Stay current on regulatory developments and maintain a strong understanding of internal policies and procedures as well as within the industry

______________________________________________________________________________ What could accelerate your success in this role

We’re looking for someone who:

- 5 years or more relevant investment industry experience with a CIRO member firm or an ICPM acceptable to the Corporation, preferably within a compliance related role
- CIRO Registration as a Supervisor
- Canadian Investment Regulatory Exam (“CIRE”), Retail Securities Exam, and Supervisor Exam and minimum two years of relevant experience acceptable to the Corporation
- OR have been licensed within the last 3 years on the Investment Dealer side with CIRO, with required CSI courses in good standing (Canadian Securities Course, Conducts & Practices Handbook, etc)
- Options licensed or CIRO Derivatives exam is a strong asset
- CIM Designation and/or CFA Charter
- Strong knowledge of CIRO and CSA rules
- Strong analytical and critical thinking skills
- Self-motivated and proactive,



with the ability to effectively manage competing priorities in a dynamic environment
- Highly organized with solid attention to detail and the ability to prioritize and manage multiple tasks in a high-volume, fast-paced setting
- Excellent written and verbal communication skills, with the ability to engage effectively with both Portfolio Managers and Head Office employees
- Demonstrates sound judgment and a high degree of discretion in handling confidential information
- Proficient in Microsoft Office Suite (Outlook, Word, Excel, PowerPoint, OneNote)
- Bilingual in English and French is strongly preferred

______________________________________________________________________________ Why you’ll love working with us
- A work environment where learning and development merge with a collective pursuit of excellence;
- A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed;
- The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces;
- Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!

______________________________________________________________________________

Apply now and get ahead of your career, where your talent really belongs!

______________________________________________________________________________

Still unsure about applying?

At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!

______________________________________________________________________________

📌 Senior Managed Account Supervisor (Montreal)
🏢 iA Financial Group (Industrial Alliance)
📍 Montreal