Elevate your compliance career with Scotiabank as a Compliance Officer focused on Employee Trading in Toronto, Ontario. In this role, support the administration of compliance programs effectively.

As a Compliance Officer in GBM&T; Compliance Canada, you will oversee the Employee Personal Trading compliance program. Collaborating closely with the Director of Employee Trading Surveillance, you’ll manage onboarding, monitor trades, and address policy inquiries. Your contributions will enhance the program’s effectiveness to align with global compliance strategies.

Key Responsibilities:
• Onboard new employees to compliance programs
• Monitor and review employee personal trading actions
• Address trading policy violations promptly




• Prepare reports and manage data for compliance audits
• Act as first point of contact for compliance-related questions

Requirements:
• Post-secondary education or skilled designations
• Minimum 3 years of compliance experience
• Canadian Securities Course completion
• Effective communication skills, both oral and written
• Knowledge of regulatory compliance requirements

Drive compliance excellence and enhance your career with Scotiabank.
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📌 Compliance Officer for Employee Trading (Ontario)
🏢 Scotiabank
📍 Ontario