17 Aug
|
Manulife Financial
|
Toronto
17 Aug
Manulife Financial
Toronto
Manulife is seeking an experienced professional to lead the Global Compliance Testing program and team, with a mandate to evolve the function into a technology-enabled, risk-responsive, and AI-enabled testing model. Supporting legal entity and Segment CCOs, the individual will be responsible for managing and transforming the program by integrating automation, advanced analytics, continuous monitoring, and AI/GenAI-enabled testing methodologies, while working closely with other teams within Regulatory Assurance and Governance to strengthen coverage, efficiency, governance, and regulatory alignment. Independently develop and maintain a risk-based control testing program to review and challenge the design adequacy and effectiveness of key regulations / controls across the company Establish an automated control validation strategy to efficiently expand coverage of monitoring.
Establish the strategic plan for the design and development of the testing group and the timely execution of testing and assurance to further strengthen the control environment. Prepare and deliver clear, concise, and actionable reporting to senior leadership and governance committees. Oversee a global team responsible for executing the risk-based testing program.
Proactively identify and implement testing automation and analytics where appropriate. Excellent critical and creative thinking, decision-making and cutting-edge problem-solving skills Degree ideally in Legal, Finance or a related field ~10 years + of compliance/audit or similar experience, with a good understanding of financial markets, products,
services and processes ~ Confidence and credibility to deliver and present to Senior Executive leadership and business unit management teams ~ Flexible and adaptable when dealing with change with a strong awareness and understanding of cultural diversity ~ High level of self-motivation and keen sense of “owning” and delivering on project deliverables ~ Strong understanding of control frameworks, testing methodologies, and risk concepts (inherent, residual, appetite, etc.) Knowledge of the Financial Services Industry, with specific focus on testing Demonstratable understand of investment instruments and a general knowledge of compliance concepts Accuracy and high attention to detail – clear and exact writing skills Stakeholder Management – communicates complex and ambiguous topics with clarity and ease, able to interface with different stakeholders at all levels;
Experience implementing continuous auditing or monitoring frameworks enabled by analytics or AI.
Experience with AI/GenAI or agent-based solutions in audit or testing. Exposure to AI transformation or digital enablement initiatives. takes ownership to make informed and timely decisions and own implementation of solutions Significant experience in regulatory compliance testing Experience in building diverse, high performing teams Proven success in building and implementing testing programs to evaluate the design and adequacy of effectiveness of key controls Ability to work under pressure, manage multiple tasks and competing priorities, meet deadlines, and adapt Proven leadership and management skills in achieving departmental, project and individual objectives,
and in developing staff. Excellent customer focus and commitment to quality.
Driving continuous improvement in quality and cost effectiveness of services provided. Champion is responsible for AI adoption and innovation and fostering a culture of continuous learning. Will need to travel on occasion, mostly in North America and at times in Asia and Europe. 129,800.00 CAD - $241,200.00 CAD Employees also have the opportunity to participate in incentive programs and earn incentive compensation tied to business and individual performance.
The actual salary will vary depending on local market conditions, geography and relevant job-related factors such as knowledge, skills, qualifications, experience, and education/training. com for the salary range for your location. Manulife offers eligible employees a wide array of customizable advantages, including health, dental, mental health, vision, short- and long-term disability, life and AD&D; insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension and a global share ownership plan with employer matching contributions) and financial education and counseling resources.
Our generous paid time off program in Canada includes holidays, vacation, personal, and sick days, and we offer the full range of statutory leaves of absence. We use data and analytics technologies, such as artificial intelligence (AI), and automated processing tools, to analyze and process the information you provide to us or third parties in the application process. For more information, please refer to our personal information collection statement. #
📌 Global Head of Compliance Testing (Toronto)
🏢 Manulife Financial
📍 Toronto