Elevate compliance initiatives at JPMorgan Asset Management as Deputy Chief Compliance Officer in Canada. Be a pivotal leader in compliance and regulatory engagement across operations.
This Vice
President role engages directly with the Chief Compliance Officer to foster a robust compliance culture in the Canadian asset management business.
Responsibilities include overseeing regulatory engagements, licensing, and compliance policies. The ideal candidate will demonstrate independence, sound judgment, and the ability to manage complex compliance issues effectively. Key Responsibilities:
Lead compliance coverage in daily asset management activities
Supervise employee and firm licensing compliance
Act as liaison for regulatory inquiries and exams
Provide product compliance advisory and support
Implement monitoring and testing plans for risk assessment Requirements:
Significant compliance experience in asset management
Familiarity with Canadian securities regulations
Solid ability to communicate with senior governance stakeholders
Capacity to operate with minimal oversight
Integrity and accountability in compliance functions Spearhead compliance efforts at JPMorgan while mitigating risks and ensuring regulatory alignment across Canada.
📌 Vp Compliance Leadership In Canada Toronto
🏢 Fairygodboss
📍 Canada
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