Lead the Regulatory Affairs and AI Governance as AVP at TD Wealth in Toronto. Shape governance frameworks in a senior strategic role while ensuring regulatory compliance and risk management.
TD Wealth is seeking an Assistant Vice President to provide enterprise-level oversight in governance practices for Wealth's Trustee and Agent frameworks. This role requires expertise in regulatory compliance, tax oversight, and enhancing operational effectiveness. You will be responsible for leading cross-functional initiatives to drive sustainable governance practices across various business lines.
Key Responsibilities:
• Modernize Wealth's registered plan governance framework
• Oversee tax support and regulatory compliance
• Lead regulatory exams and drive internal remediation
• Influence senior stakeholders for risk management
• Foster a culture of accountability and collaboration
Requirements:
• Undergraduate degree; MBA preferred
• 12+ years of leadership experience
• Robust governance and regulatory background
• Experience with automation and AI solutions
• Proven people leadership and change management skills
Drive effective governance and compliance at TD Wealth, influencing business outcomes and regulatory standards.
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