Drive regulatory excellence with ATB as our new Compliance Manager. Support registrations and ensure operational compliance while leading a talented team for continuous improvement.

As ATB's next Compliance Manager, you will be a solution-oriented partner focused on both regulatory compliance and supporting the Tier 2 compliance team. This role involves engaging in detailed supervisory reviews, approving marketing strategies, and analyzing registration workflows to ensure adherence to regulations. You will actively mitigate risks and enhance operational standards.

Key Responsibilities:
• Manage registration workflows through Vigilant and NRD
• Analyze and recommend solutions for registration requirements




• Conduct supervisory reviews and audits of compliance activities
• Review and approve marketing materials for compliance
• Liaise with cross-functional teams to ensure adherence

Requirements:
• Minimum 5 years in financial services industry
• Robust knowledge of compliance regulations
• Proven background in registration management
• Excellent analytical and communication skills
• Ability to build collaborative relationships

Leverage your compliance expertise to enhance operational excellence at ATB.
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📌 Compliance Manager for ATB Financial (Alberta)
🏢 Socket.dev
📍 Alberta