Lead compliance and operational risk strategies as the Director of Operational Risk and Audit. Ensure robust internal control systems and regulatory alignment in this critical role.
With over 12 years in financial services, you will manage operational risk, internal audit, and compliance efforts effectively. Your strong communication and leadership skills will drive accountability across various teams. This strategic position empowers you to implement and oversee comprehensive risk management frameworks while adapting to evolving regulations.
Key Responsibilities:
• Design internal control and compliance frameworks
• Conduct operational risk and compliance assessments
• Oversee project approval and fund transfer processes




• Compile and deliver presentations on audit findings
• Engage with departments to instill a risk-aware culture
Requirements:
• 12+ years in risk management, audit, or compliance
• Proven experience in multi-asset investment firms
• Robust communication and executive presentation skills
• Ability to lead strategic initiatives effectively
• Fluency in English; proficiency in Mandarin is a plus
Ensure effective operational risk management and compliance while fostering a culture of accountability and transparency within the organization.
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📌 Operational Risk and Audit Director (Toronto)
🏢 North Horizon Holdings
📍 Toronto