Take charge of advisor supervision as a Corporate Branch Manager at Sun Life. This hybrid role focuses on ensuring compliance and fostering client-centric practices in financial services. In this energetic role, you will lead registered individuals while supporting compliance initiatives and risk management strategies.
A minimum of five years of relevant experience is essential, along with strong communication skills to present to diverse audiences. Your proactive mindset will help you challenge the status quo and drive improvements in regulatory practices. Key Responsibilities:
- Supervise SLFISI registered advisors and their locations
- Facilitate ongoing compliance education and training
- Approval of accounts and review of trade activities
- Conduct internal audits and manage regulatory inquiries
- Monitor client complaints to ensure proper escalation Requirements:
- University degree with 5+ years in financial services
- Must hold current supervisory registration
- Expertise in CIRO and CSA regulations
- Completion of mandatory compliance courses
- Willingness to travel for business (10-15%) Shape the future of compliance and client satisfaction at Sun Life.
📌 Branch Management Role at Sun Life (Kitchener)
🏢 Sun Life
📍 Kitchener
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