Drive compliance excellence with BMO Nesbitt Burns as a Senior Compliance Manager specializing in Regulatory Engagement. Leverage CIRO expertise and lead modernization projects in the Private Client Division. BMO Nesbitt Burns seeks a Senior Compliance Manager to enhance regulatory compliance in their Private Wealth services. This leadership role requires extensive knowledge of CIRO rules and securities regulations, ensuring alignment during technology-driven initiatives. Your contributions will directly impact regulatory submissions and operational models while collaborating with stakeholders. Key Responsibilities:
Prepare regulatory submissions and applications for CIRO approval
Document current and future compliance operating models




Lead compliance for technology and process modernization
Support changes in compliance programs and controls
Develop communications and presentations for stakeholders Requirements:
University degree with 8+ years in compliance or regulatory roles
Robust knowledge of CIRO rules and Canadian trading laws
Experience with regulatory change initiatives
Exceptional communication and analytical skills
Ability to manage multiple priorities in a project workplace Lead transformation in compliance while influencing cross-functional discussions at BMO. #J-18808-Ljbffr

📌 Senior Compliance Manager At Bmo Toronto
🏢 BMO
📍 Toronto