Take on a pivotal role as a Client Operations Senior Associate at Guardian Capital Group. Facilitate high-level client service and team management within a premier financial setting.
This position emphasizes client onboarding and transaction oversight for ultra-high-net-worth clients while providing leadership to junior associates. Your understanding of Canadian finance regulations and ability to deliver comprehensive solutions will drive client satisfaction.
Key Responsibilities:
• Provide senior support in managing client administration tasks
• Oversee onboarding processes aligning with NI 31-103 standards
• Ensure accuracy in trading and transactions' compliance
• Mentor team members and manage workflow efficiently
• Enforce adherence to regulatory compliance and documentation
Requirements:
• University degree, business major preferred
• 5-8+ years of relevant experience
• Knowledgeable in NI 31-103 and FINTRAC compliance
• Proficient in Eagle and Salesforce applications
• Bilingual (English and French) advantageous
Become a vital part of Guardian Capital’s commitment to exceptional client service and operational excellence.
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