Is this role right for you? In this role you will: 1.

Engagement Planning / Execution Manage / assist in the planning and execution of audits of lower to higher complexity/risk.

Work as part of the team or individually to provide the audit services.

Undertake Office-in-Charge responsibilities on audits as assigned.

Develop and maintain a data analytics program for GBM/Capital markets Audit using data analytics tools Hold walkthrough meetings with audit clients to develop and document a thorough understanding of the key risks and processes for assigned projects.

Design or update audit procedures for assigned audits.

The incumbent should apply risk-based auditing standards and techniques.

Manage and execute assigned audits in accordance with department standards ensuring the nature and extent of testing are sufficient and appropriate to support the audit opinion.

Adopt a continuous dialogue approach with the audit clients during the audit to build rapport and maintain a healthy working relationship with the audit clients.

Ensure completion of audit work withing the time budget.

Assess the effectiveness and reliability of internal controls in relation to defined control requirements through examination of evidence and execution of test procedures.

Document audit work performed using Team

Mate software to ensure appropriate working papers are maintained and conform to department standards. 2.

Problem Identification / Reporting / Communication: Identify control weaknesses and develop audit findings to determine the root cause and associated impact/risk including developing practical recommendations as to how risks can be mitigated.

Validate the accuracy of the finding with the auditee and present issues to line management.

Write audit findings, reports, and correspondence to management,



ensuring writing is transparent, concise, and accurate.

Follow-up for corrective action/progress against reported issues on a quarterly basis and escalate when necessary 3.

Other - Be an integral part of the GBM team and work closely with other teams in integrated audits.

Play an active role in department initiatives.

Build and foster on-going relationships with audit clients.

Do you have the skills that will enable you to succeed? We would love to work with you if you have: 3 to 5 years experience in Capital Markets Audit and Capital Markets 1st & 2nd Line Testing, Knowledge of Capital Markets Products and processes, and OTC derivative regulations.

Accounting designations / technical / professional qualifications (CPA, CFA, CIA etc.) will be an asset.

University degree in business, finance, economics, accounting or any other relevant area.

Proficient use of Excel to analyze large transaction data for independent testing and validation.

Knowledge of audit processes and methodologies Ability to write clearly and concisely.

Critical thinker and problem solver A self-starter who deals well with ambiguity and is detail oriented.

Thrives in a dynamic team-oriented environment.

What''s in it for you? Champion a high-performance environment and contribute to an inclusive work environment.

The opportunity to join a forward-thinking organization where you are surrounded by a collaborative team of innovative thinkers. A competitive compensation and comprehensive benefits plan.

An organization committed to making a difference in our communities - for you and our customers.

You can expect to be recognized and rewarded for high-performance; you will be supported by leadership through meaningful development conversations that enable faster advancement and internal training to support your growth and development.

📌 Audit Manager, Global Banking & Markets Audit (Toronto)
🏢 Scotiabank
📍 Toronto