Advance your career with CI as a Compliance Officer specializing in Sales Communications. Support financial advisors by ensuring their sales materials comply with regulations and brand standards.
As a Senior Compliance Officer, you will balance multiple tasks while supervising the approval of advertisements and client communications for CI Assante Advisors. Your role is critical to educating advisors on best practices and compliance with industry standards, securing approvals efficiently and accurately.
Key Responsibilities:
• Review marketing communications for regulatory compliance
• Support advisors with training on policies
• Ensure timely revisions before publication
• Identify potential compliance risks
• Liaise with internal teams for branding reviews
Requirements:
• 2+ years in a compliance role at a financial firm
• Degree in a related field or equivalent
• Robust communication and organizational skills
• Attention to detail and analytical skills
• Knowledge of software related to finance and compliance
Utilize your compliance skills and contribute to CI Assante's commitment to high standards and effective marketing strategies.
#J-18808-Ljbffr

📌 Compliance Officer - Sales Communications Role (Toronto)
🏢 CI Financial
📍 Toronto