Drive compliance excellence with BMO Nesbitt Burns as a Senior Compliance Manager specializing in Regulatory Engagement. Leverage CIRO expertise and lead modernization projects in the Private Client Division. BMO Nesbitt Burns seeks a Senior Compliance Manager to enhance regulatory compliance in their Private Wealth services. This leadership role requires extensive knowledge of CIRO rules and securities regulations, ensuring alignment during technology-driven initiatives. Your contributions will directly impact regulatory submissions and operational models while collaborating with stakeholders. Key Responsibilities:
- Prepare regulatory submissions and applications for CIRO approval
- Document current and future compliance operating models
- Lead compliance for technology and process modernization
- Support changes in compliance programs and controls
- Develop communications and presentations for stakeholders Requirements:
- University degree with 8+ years in compliance or regulatory roles
- Robust knowledge of CIRO rules and Canadian trading laws
- Experience with regulatory change initiatives
- Exceptional communication and analytical skills
- Ability to manage multiple priorities in a project environment Lead transformation in compliance while influencing cross-functional discussions at BMO. #J-18808-Ljbffr
📌 Senior Compliance Manager At Bmo (Toronto)
🏢 BMO
📍 Toronto