13 Aug
|
Caldwell Securities
|
Ontario
13 Aug
Caldwell Securities
Ontario
An investment firm in Toronto seeks a Compliance Supervisor to oversee compliance monitoring, assess regulatory adherence, and support staff in mitigating risks. This role demands a university degree in business or finance and 3-5 years of investment dealing experience. The ideal candidate will have solid analytical skills and the ability to manage regulatory inquiries while ensuring adherence to compliance policies. Competitive rewards and a supportive workplace culture are offered.
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📌 Compliance Supervisor: Regulatory Oversight & Risk (Ontario)
🏢 Caldwell Securities
📍 Ontario