A reputable wealth management firm in Toronto seeks a Senior Regulatory Compliance Specialist. The role involves ensuring adherence to securities laws, supporting compliance operations, and conducting audits. The ideal candidate has a relevant Bachelor's degree, at least 5 years of experience in compliance within a registered firm, and strong analytical and communication skills. This position offers a dynamic work workplace and requires excellent attention to detail.
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📌 Strategic Regulatory Compliance Lead for Wealth Management (Toronto)
🏢 The Successful Investor
📍 Toronto
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