Drive compliance excellence with BMO Nesbitt Burns as a Senior Compliance Manager specializing in Regulatory Engagement. Leverage CIRO expertise and lead modernization projects in the Private Client Division.
BMO Nesbitt Burns seeks a Senior Compliance Manager to enhance regulatory compliance in their Private Wealth services. This leadership role requires extensive knowledge of CIRO rules and securities regulations, ensuring alignment during technology-driven initiatives. Your contributions will directly impact regulatory submissions and operational models while collaborating with stakeholders.
Key Responsibilities:
• Prepare regulatory submissions and applications for CIRO approval • Document current and future compliance operating models • Lead compliance for technology and process modernization • Support changes in compliance programs and controls • Develop communications and presentations for stakeholders
Requirements: • University degree with 8+ years in compliance or regulatory roles • Solid knowledge of CIRO rules and Canadian trading laws • Experience with regulatory change initiatives • Exceptional communication and analytical skills • Ability to manage multiple priorities in a project environment
Lead transformation in compliance while influencing cross-functional discussions at BMO. #J-18808-Ljbffr
📌 Senior Compliance Manager at BMO (Toronto)
🏢 BMO
📍 Toronto