Associate Director, Nexus, Regulatory Reporting
- Full-time
- Rank: Associate Director
- Employment Type: Permanent Full Time
- Compensation: CAD 76,500 - CAD 112,200 - yearly
Responsibilities
- Oversee and liaise with investment managers and vendors for day‑to‑day operational assistance and issues.
- Participate in and oversee various system improvement initiatives.
- Co‑ordinate and review all client regulatory reporting deliverables and associated reports as required.
- Work with internal teams, such as Client Operations, Investor Operations, Client Integration, Legal, Vendor Management, Outsourcing and BPO, to ensure all internal and external deliverables are met.
- Assist in developing and improving regulatory reporting processes and procedures.
- Assist with department resource planning and staff allocation.
- Attend pitches to potential new clients, due diligence meetings, board/client meetings as required.
- Build and maintain a strong relationship with clients and vendors.
- Continue to carry out the core roles of the team, including the creation and preparation of regulatory reporting workings/reports when required.
- Develop an understanding of the regulatory reporting environment and assist in the creation of service offerings for our clients.
- Ensure all fees are billed on time and collected in a timely manner.
- Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.
- Keep up to date with applicable regulatory reporting requirements.
- Manage the staff that report directly to you, assist in training team members and participate in their performance review process.
- Monitor and manage the reporting deadlines for the services/clients that you and your staff are accountable for.
Qualifications
- Post‑secondary education with a concentration in finance, accounting, mathematics or related fields.
- Professional qualification in ACA, ACCA, CPA, CIMA or CFA desirable. (Reg)
- Have 3-7 years’ experience in a regulatory reporting role.
This is a backfill position.
MUFG is an equal prospect employer.
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📌 Associate Director, Nexus, Regulatory Reporting (Toronto)
🏢 Muf
📍 Toronto