Elevate your career at Pinnacle Investment Management in Toronto as an Investment Compliance Manager, overseeing compliance for affiliates in North America. This role emphasizes regulatory filings and ESG monitoring.

As part of the expanding Risk & Compliance team, the Investment Compliance Manager is crucial in meeting compliance expectations and regulatory standards. With a background of 3-5 years in investment compliance, you will manage critical compliance processes, including operational due diligence and regulatory reporting, while collaborating with international teams.

Key Responsibilities:
• Oversee compliance monitoring for North American affiliates
• Conduct compliance rule reviews in OMS platforms
• Manage regulatory filings and ESG compliance




• Prepare and submit compliance reports and attestations
• Support audits and incident management

Requirements:
• 3-5 years of experience in investment compliance
• Solid knowledge of the Funds Management sector
• Familiarity with various asset classes and regulatory requirements
• Analytical skills with effective communication abilities
• Experience in different geographical markets is a plus

Lead compliance with excellence at Pinnacle Investment Management to support their growth.
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📌 Toronto Investment Compliance Manager Role (Ontario)
🏢 Pinnacleinvestment
📍 Ontario