Join RBC as the Director of Regulatory Inquiries, leading compliance investigations in Toronto, Canada. Supervise inquiries and empower a team to address regulatory challenges effectively.

This leadership position is vital within the Regulatory Complaints, Investigations and Inquiries (RCII) team at RBC. You will oversee both internal and external investigations, ensuring compliance and providing regulatory advice across diverse business units. Collaborate closely with key stakeholders to identify issues, enhance practices, and resolve inquiries efficiently.

Key Responsibilities:
• Supervise a team of compliance specialists
• Conduct investigations and analyze evidence critically
• Manage responses to regulatory inquiries accurately




• Elevate potential risk areas through analysis
• Maintain effective tracking and documentation systems

Requirements:
• Proven leadership experience in compliance
• Robust understanding of securities regulation
• Excellent decision-making and analytical skills
• Effective communication and relationship-building abilities
• Detail-oriented with a focus on regulatory compliance

Lead the charge in compliance excellence at RBC, guiding your team through complex regulatory inquiries.
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📌 Leadership Role: Director of Regulatory Inquiries (British Columbia)
🏢 RBC Dominion Securities
📍 British Columbia