Associate Director, Nexus, Regulatory Reporting

Full-time

Rank: Associate Director

Employment Type: Permanent Full Time

Compensation: CAD 76,500 - CAD 112,200 - yearly

Responsibilities

Oversee and liaise with investment managers and vendors for day‑to‑day operational assistance and issues.

Participate in and oversee various system improvement initiatives.

Co‑ordinate and review all client regulatory reporting deliverables and associated reports as required.

Work with internal teams, such as Client Operations, Investor Operations, Client Integration, Legal, Vendor Management, Outsourcing and BPO, to ensure all internal and external deliverables are met.

Assist in developing and improving regulatory reporting processes and procedures.

Assist with department resource planning and staff allocation.

Attend pitches to potential new clients, due diligence meetings, board/client meetings as required.

Build and maintain a strong relationship with clients and vendors.

Continue to carry out the core roles of the team, including the creation and preparation of regulatory reporting workings/reports when required.





Develop an understanding of the regulatory reporting environment and assist in the creation of service offerings for our clients.

Ensure all fees are billed on time and collected in a timely manner.

Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.

Keep up to date with applicable regulatory reporting requirements.

Manage the staff that report directly to you, assist in training team members and participate in their performance review process.

Monitor and manage the reporting deadlines for the services/clients that you and your staff are accountable for.

Qualifications

Post‑secondary education with a concentration in finance, accounting, mathematics or related fields.

Professional qualification in ACA, ACCA, CPA, CIMA or CFA desirable. (Reg)

Have 3-7 years’ experience in a regulatory reporting role.

This is a backfill position.

MUFG is an equal prospect employer.

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📌 Associate Director, Nexus, Regulatory Reporting (Ontario)
🏢 Muf
📍 Ontario