Drive mutual fund compliance and advisor support as a Corporate Branch Manager with Investia Financial Services in Vancouver. Your leadership will ensure regulatory excellence and client trust in a hybrid work model.

As a Corporate Branch Manager, you will oversee a team of independent mutual fund advisors. This role requires strong compliance supervision skills while managing trades and reviewing new accounts. You'll promote best practices and ensure that all operations align with regulatory standards to safeguard client interests.

Key Responsibilities:
• Supervise trading activities and ensure compliance
• Oversee representative activities across all offices
• Review and approve new accounts and KYC updates
• Investigate questionable transactions and escalate issues
• Provide education and guidance as a trusted resource

Requirements:
• University degree or equivalent education
• 2-3 years of compliance supervision experience
• 3-5 years in the financial services industry
• Completed relevant industry courses
• Solid command of English, spoken and written

Leverage your compliance expertise to support advisors and enhance client trust at Investia in Vancouver.
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📌 Corporate Branch Manager at Investia (British Columbia)
🏢 Socket.dev
📍 British Columbia