Drive compliance excellence with BMO Nesbitt Burns as a Senior Compliance Manager specializing in Regulatory Engagement. Leverage CIRO expertise and lead modernization projects in the Private Client Division.
BMO Nesbitt Burns seeks a Senior Compliance Manager to enhance regulatory compliance in their Private Wealth services. This leadership role requires extensive knowledge of CIRO rules and securities regulations, ensuring alignment during technology-driven initiatives. Your contributions will directly impact regulatory submissions and operational models while collaborating with stakeholders.
Key Responsibilities:
• Prepare regulatory submissions and applications for CIRO approval
• Document current and future compliance operating models
• Lead compliance for technology and process modernization
• Support changes in compliance programs and controls
• Develop communications and presentations for stakeholders
Requirements:
• University degree with 8+ years in compliance or regulatory roles
• Strong knowledge of CIRO rules and Canadian trading laws
• Experience with regulatory change initiatives
• Exceptional communication and analytical skills
• Ability to manage multiple priorities in a project setting
Lead transformation in compliance while influencing cross-functional discussions at BMO.
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