Markets Compliance Officer (Canada & US) Toronto We are seeking a motivated and experienced Markets Compliance professional to support the offering of derivatives products across Canada and the United States. The role has responsibility for Canadian derivatives compliance and US derivatives regulatory requirements applicable to Convera’s activities, including compliance with Commodity Futures Trading Commission (CFTC) requirements. This role reports to the Head of Markets Compliance – APAC & North America. Key Responsibilities Provide second line ofdefenceoversight for the offering of derivatives products in the US and Canada, including forwards,optionsand other OTC derivatives. Act as advisor to the front line sales teams in relation to regulatory requirements applicable to Convera’s derivative products. Ensure compliance with applicable Canadian Securities Administrators (CSA) and provincial regulatory requirements, including derivatives business conduct and trade reporting obligations. Ensure compliance with CFTC requirements applicable to non-swap dealers, including activity-based scope limitations and record-keeping obligations. Act as a key compliance liaison with US and Canadian regulators, including supporting regulatory inquiries and examinations as required. Perform oversight, monitoring and controls testing across end-to-end derivatives processes, identifying control gaps and remediation actions. Escalate material breaches or control failures in accordance with Convera’s escalation framework. Global / Cross-Regional Responsibilities Develop andmaintainpolicies, procedures and controls covering derivatives compliance across Canada and the United States. Perform compliance monitoring and support the global Markets Compliance global monitoring and testing program. Maintain regulatory horizon scanning for Canadian and US derivatives regulation.



Support the delivery of derivatives compliance training across North America. Work closely with Legal, Risk, Operations and Front Office teams globally. Qualifications, Skills and Experience University degree in law, finance,economicsora relateddiscipline. Experience in markets or derivatives compliance in Canada and/or the United States. Solid knowledge of Canadian derivatives regulation and practical understanding of CFTC requirements applicable to non-swap dealers. Experience supporting regulatory examinations or audits. Strong written and verbal communications skills, including formal presentation skills Strong analytical and problem solving skills. Well-developed interpersonal skills in a team-oriented environment Ability to work independently in a structured and analytical way Ability to work in a fast-changing environment with multiple priorities Additional Information This is a full-time role based in Toronto, Ontario. Availability during core North American business hours is required, with flexibility for global meetings. This is a Hybrid position, 2-3 days a week in our Toronto office. We offer an abundance of competitive perks and benefits including: Opportunity to earn a bonus (dependent on performance) Great career growth and development opportunities in a global organization Pay Transparency Statement Convera is committed to transparent, fair, and equitable hiring practices in full compliance with Canadian federal and provincial requirements. Compensation: This role pays $120,000–$140,000 per year + an annual bonus AI Use: Convera does not use artificial intelligence to screen, assess, or select applicants. Vacancy Status: This posting is for an existing vacancy. Benefits: We offer a competitive benefits package, including health coverage, retirement savings options, paid time off, and wellness resources. Final compensation and benefits will be discussed during the hiring process and may vary based on individual circumstances and business needs. #J-18808-Ljbffr

📌 Markets Compliance Officer (Canada & Us) New Toronto - C$120,000 - C$140,000 A Year
🏢 Convera
📍 Toronto