Lead the charge in trading supervision with Fidelity as a Trading Oversight Manager on a adaptable hybrid schedule. Ensure compliance with Canadian regulations while collaborating with key teams.
As a pivotal figure in Fidelity Clearing Canada, this role involves overseeing trading activities across multiple asset classes and ensuring adherence to CIRO and CSA regulations. You will leverage technology to enhance supervision practices, promote continuous improvement, and minimize manual desk patterns. Your ability to enforce compliance will help maintain robust control frameworks across the trading workplace.
Key Responsibilities:
- Supervise multi-asset trading activities daily - Conduct exception monitoring and surveillance alerts - Develop dashboards and KPIs for supervision - Collaborate on vendor and marketplace relationship management - Prepare reports on trading metrics for senior management
Requirements: - 5 years in trading or compliance oversight - Solid knowledge of CIRO and UMIR rules - Experience with trade surveillance tools - University degree or equivalent - Excellent communication and analytical skills
Drive compliance and technology in trading oversight with Fidelity's commitment to excellence.#J-18808-Ljbffr