Regulatory Compliance Examiner, Financial Markets Ontario (Canada)

Regulatory Compliance Examiner, Financial Markets Ontario (Canada)

11 Aug
|
CIRO / OCRI
|
Canada

11 Aug

CIRO / OCRI

Canada

CIRO is seeking a Business Conduct Compliance Examiner to join the Business Conduct Compliance team in Toronto. The role involves conducting risk-based examinations of Dealer Member activities, applying CIRO rules, and producing transparent examination reports to support remediation and regulatory compliance.
You will participate in fieldwork, collaborate with cross-functional teams, and help enhance examination processes while working in a hybrid schedule.
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📌 Regulatory Compliance Examiner, Financial Markets Ontario (Canada)
🏢 CIRO / OCRI
📍 Canada

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