Lead the charge in trading supervision with Fidelity as a Trading Oversight Manager on a adaptable hybrid schedule. Ensure compliance with Canadian regulations while collaborating with key teams.
As a pivotal figure in Fidelity Clearing Canada, this role involves overseeing trading activities across multiple asset classes and ensuring adherence to CIRO and CSA regulations. You will leverage technology to enhance supervision practices, promote continuous improvement, and minimize manual desk patterns. Your ability to enforce compliance will help maintain robust control frameworks across the trading setting.
• Develop dashboards and KPIs for supervision
• Collaborate on vendor and marketplace relationship management
• Prepare reports on trading metrics for senior management
Requirements:
• 5 years in trading or compliance oversight
• Robust knowledge of CIRO and UMIR rules
• Experience with trade surveillance tools
• University degree or equivalent
• Excellent communication and analytical skills
Drive compliance and technology in trading oversight with Fidelitys commitment to excellence.
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📌 Fidelity Trading Oversight Manager Role Toronto
🏢 Fidelity Canada
📍 Toronto
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