Drive compliance leadership at a top Canadian investment firm as Chief Compliance Officer in Toronto. Oversee compliance frameworks and ensure adherence to regulations in this pivotal in-office role.This role reports to the Chief Operating Officer and is central to managing the firm’s compliance function.

The Chief Compliance

Officer is responsible for ensuring policies align with regulatory expectations, training employees, and acting as the firm’s liaison with regulatory agencies.Key Responsibilities:
Ensure compliance with all securities legislation
Oversee compliance across all business activities
Handle client complaints as the designated officer
Act as primary contact for regulatory interactions
Manage compliance aspects of client onboarding and tradingRequirements:
Registration as Chief Compliance Officer with the Ontario Securities Commission
Broad knowledge of Canadian compliance frameworks
Demonstrated experience in investment firm compliance
Exceptional communication and detail-oriented skills
Familiarity with compliance management systems and emerging technologiesElevate compliance standards and strengthen governance as Chief Compliance Officer.

📌 Investment Management Chief Compliance Officer Toronto (Canada)
🏢 Collins Recruitment Group
📍 Canada