Elevate your career at iA Financial Group as a Corporate Branch Manager, driving compliance and advisor support in the mutual fund industry. Leverage your expertise to ensure regulatory adherence and enhance client confidence. In this key managerial role, you will oversee advisor activities while maintaining rigorous compliance standards.
Your experience in financial services will contribute to the successful execution of KYC updates, trade supervision, and compliance policies across a region of independent advisors. This role is both impactful and team-oriented, fostering solid partnerships with compliance teams. Key Responsibilities:
Supervise trading activities for mutual fund advisors
Review and approve new account openings and KYC updates
Investigate questionable transactions and escalate concerns
Monitor compliance trends and communicate findings
Provide ongoing support and education to advisors Requirements:
2 to 3 years of compliance supervision experience
Robust knowledge of mutual fund regulations
Completed the Canadian Investment Funds Course
Ability to analyze regulatory requirements
Strong English communication skills Make a difference in the financial services industry by applying your compliance skills and passion for advisor success at iA Financial Group.
📌 Corporate Branch Manager At Ia Financial Group Vancouver (Canada)
🏢 Iaawg
📍 Canada