Regulatory Compliance Examiner, Financial Markets (Toronto)

Regulatory Compliance Examiner, Financial Markets (Toronto)

11 Aug
|
CIRO / OCRI
|
Toronto

11 Aug

CIRO / OCRI

Toronto

CIRO is seeking a Business Conduct Compliance Examiner to join the Business Conduct Compliance team in Toronto. The role involves conducting risk-based examinations of Dealer Member activities, applying CIRO rules, and producing explicit examination reports to support remediation and regulatory compliance. You will participate in fieldwork, collaborate with cross-functional teams, and help enhance examination processes while working in a hybrid schedule.

📌 Regulatory Compliance Examiner, Financial Markets (Toronto)
🏢 CIRO / OCRI
📍 Toronto

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