Take on a vital role as a Senior Compliance Analyst at Wellington-Altus in Toronto, providing essential Tier 2 supervision and regulatory compliance support. Enhance the effectiveness of compliance protocols across the organization. Reporting to the Senior Manager, Compliance, you will conduct a variety of supervisory functions, including the monitoring of high-risk accounts and communications.

Your expertise will help resolve compliance-related issues and guide others in understanding regulatory expectations. Collaborate with diverse teams to further improve compliance workflows. Key Responsibilities:

- Monitor communications for potential regulatory risks
- Complete Tier 2 supervisory roles and escalated reviews
- Develop and enhance Tier 2 procedures and documentation
- Train and support compliance team members
- Aid in internal and external compliance reviews Requirements:
- Bachelor’s degree in finance, business, or related discipline
- 2-5 years in a relevant compliance role
- Experience with Tier 2 supervision is advantageous
- Proficiency in MS Office tools
- Robust attention to detail and problem-solving skills Contribute your compliance expertise at Wellington-Altus and foster a culture of regulatory excellence.

📌 Wellington-Altus Senior Compliance Analyst (Toronto)
🏢 Wellington-Altus Private Wealth
📍 Toronto